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S. 3405IntroducedSenate · nowHousePresidentLawIn committee
Sec. 2 · S. 3405

Study and report

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Not later than 1 year after the date of the enactment of this Act, the Securities and Exchange Commission shall— (1) conduct a study on the transparency of, and cooperation regarding— (A) brokers and dealers that are— (i) members of a national securities association and registered with the Securities and Exchange Commission; and (ii) controlled by or organized under the laws of the People’s Republic of China; and (B) investment advisers that are registered with the Securities and Exchange Commission and controlled by or organized under the laws of the People’s Republic of China; and (2) submit to Congress a report that includes the results of the study conducted under paragraph (1).

Sec. 2: Study and report · Public Law Tracker